Investment Dealer Licensing Support
Licensing support that aligns your model to the correct dealer category and operational requirements.
We also plan capital thresholds and staffing expectations early, so the model is approval-ready and operational post-licence.
Set Up A Regulated Brokerage Or Dealing Business
We support firms licensing an Investment Dealer business in Mauritius by aligning the correct dealer category to your activities and building the operating file that the FSC expects. This includes trade flow mapping from onboarding to order handling, execution, confirmations, and record retention, plus governance, AML controls, conflicts management, complaints handling, business continuity, and professional indemnity readiness.
Why This Licence Matters
A licensing framework that supports onboarding, controls, and long-term compliance.
Regulatory Standing
Operate as an FSC-licensed intermediary with defined permissions and stronger confidence from counterparties.
Wider Revenue Scope
Depending on class, support client execution, dealing as principal, portfolio services, and underwriting or distribution activity.
Capital Matched To Model
Start with a category that fits your scale, with minimum unimpaired capital set by licence class.
Operational Readiness
A licence-driven operating pack strengthens onboarding, monitoring, record retention, and audit response.
Who Applies For This Licence
Suitable for broker, dealer, and execution-led models that need an FSC-licensed base.
Brokerage And Execution Firms
Dealer Desks And Principal Traders
Trading Platforms And Fintech Brokers
Groups Centralising Market Operations
Get Your Investment Dealer Licence Workstream Moving
We scope the right dealer class, build the operating file, and manage FSC submissions through approval.