Investment Adviser Licensing Support
Regulated licensing support for firms advising on securities transactions or managing securities portfolios under mandate, with the right class selection and a submission-ready application file.
Set Up A Regulated Advisory Platform In Mauritius
We support firms applying for the Investment Adviser licence under the Securities Act framework in Mauritius, covering the selection of the right licence class, stated capital planning, and the operating file that the regulator expects. This includes policies and controls for client onboarding, conflicts, recordkeeping, complaint handling, data security, and business continuity, plus readiness for professional indemnity insurance.
We scope the right licence class, build the operating and compliance file, and manage FSC submissions and queries through approval.
Everything About Investment Adviser Licence
The Investment Adviser Licence is issued and regulated by the Financial Services Commission in Mauritius under the Securities Act 2005 and the Securities Licensing Rules 2007. If your business gives advice or recommendations on securities transactions, or manages a portfolio of securities under a mandate, you must be authorised by the FSC either as an Investment Adviser or as a licensed representative.
Perks of This Licence
The licence gives you defined permissions, stronger credibility, and a cleaner operating base.
01
Right Scope
Choose the correct licence class so advisory activity and mandate work stay within permitted boundaries.
02
Faster Onboarding
A regulator-reviewed setup and documented controls help with bank and counterparty due diligence.
03
Stronger Controls
Clear policies for conflicts, records, complaints, and continuity support stable growth and smoother reviews.
How Jovian Supports Your Licence
End-to-end support to scope the right class, build the full operating file, and stay ready to operate post approval.
Licence Class Fit
Align your activities to the correct class and plan capital, staffing, and representative needs early.
Operating File Build
Policies and procedures for onboarding, conflicts, KYC and AML workflows, recordkeeping, complaints, IT security, and business continuity.
Submission And FSC Queries
Prepare the full pack, manage filings, and handle regulator questions with clean, consistent responses.
Go Live Readiness
Set up registers, reporting routines, insurance readiness, and ongoing compliance support after approval.
Who This Licence Fits
Suitable for advisory firms, mandate managers, and corporate finance advisers.
Cross-Border Advisory Firms
Mandate Portfolio Managers
Corporate Finance Advisers
Family Office Advisory Teams
Start Your Investment Adviser Licence Application
We help you select the right class, prepare the full operating pack, and manage FSC submissions through approval.